DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from D'Orazio Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Natasha Glennie Cashman | D'Orazio Wealth Advisors independent RIA | Capital Assets Planning Incorporated state registered | RIA to a state-registered adviser | Nov 1, 2019 | Nov 22, 2019 |
| Andrew Joseph Miller | D'Orazio Wealth Advisors other | Olio Financial Planning other | Other | Dec 31, 2015 | Jan 20, 2016 |
| Jeremy Lynn Meek | D'Orazio Wealth Advisors other | West Financial Services, Inc. other | Other | Apr 27, 2011 | Jun 7, 2012 (407 d) |
| Christopher Anthony Schipske | D'Orazio Wealth Advisors other | Asset & Financial Planning, Ltd other | Other | Dec 19, 2006 | Feb 27, 2007 (70 d) |
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4 moves match.