DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Dba Stone Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Morgan Stone | Dba Stone Wealth Management independent RIA | Avidian Wealth Solutions independent RIA | RIA to RIA | Oct 9, 2023 | Jan 19, 2023 |
| Antonio Jose Tovar | Dba Stone Wealth Management independent RIA | Avidian Wealth Solutions independent RIA | RIA to RIA | Oct 9, 2023 | Jan 18, 2023 |
| Kacie Joellen Swartz | Dba Stone Wealth Management independent RIA | Black Barn Financial, LLC independent RIA | RIA to RIA | Dec 15, 2022 | Dec 16, 2022 |
| Alexander Joseph Garcia | Dba Stone Wealth Management independent RIA | Hub Investment Partners, LLC other | Other | Jun 7, 2021 | Jun 29, 2021 |
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4 moves match.