DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Efg Corporation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Norman Scott Gunn | Efg Corporation other | Lgt Financial Advisors LLC other | Other | Jul 6, 2009 | Sep 16, 2009 (72 d) |
| Robert Charles Stern | Efg Corporation other | Ameritas Advisory Services other | Other | Oct 10, 2007 | Apr 3, 2009 (541 d) |
| Mark Russell Falling | Efg Corporation other | Rench & Muir Financial Advisors Inc other | Other | Jun 8, 2007 | Aug 16, 2007 (69 d) |
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3 moves match.