DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wealthcrossing
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Carmen Romeo | Wealthcrossing independent RIA | Enriched Advice state registered | RIA to a state-registered adviser | Jul 15, 2024 | Oct 7, 2024 (84 d) |
| Sarah Ferguson Harris | Wealthcrossing independent RIA | Heartwood Wealth Advisors, LLC independent RIA | RIA to RIA | Sep 1, 2021 | Oct 7, 2021 (36 d) |
| Nicole Catherine Hughes | Wealthcrossing independent RIA | Woodmont Investment Counsel, LLC independent RIA | RIA to RIA | Feb 16, 2021 | Jan 9, 2025 (1423 d) |
| Christian Enrique Mijares | Wealthcrossing independent RIA | Sbsb Financial Advisors independent RIA | RIA to RIA | Apr 15, 2020 | Apr 27, 2020 |
| Nicholas Roger Bertozzi | Wealthcrossing independent RIA | Cherry Bekaert Wealth Management LLC independent RIA | RIA to RIA | Oct 17, 2018 | Oct 24, 2018 |
| Matthew Carmen Romeo | Wealthcrossing other | Atlas Financial unclassified | Other | Jun 9, 2017 | Jul 8, 2017 |
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6 moves match.