DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Capsouth Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brack Avery Register | Capsouth Wealth Management mixed wealth | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 27, 2025 | Jun 3, 2025 |
| Richard King Dubois | Capsouth Wealth Management mixed wealth | Dubois Wealth Management, LLC state registered | RIA to a state-registered adviser | Jun 4, 2020 | Oct 2, 2020 (120 d) |
| George Collins Mcclintock | Capsouth Wealth Management other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 2, 2007 | Apr 9, 2007 (38 d) |
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3 moves match.