DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Soundpath Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Douglas Paul Muenzenmay | Soundpath Investment Advisors, LLC independent RIA | Waverly Advisors, LLC independent RIA | RIA to RIA | Nov 16, 2023 | Oct 27, 2023 |
| Julius M Ridgway | Soundpath Investment Advisors, LLC independent RIA | Waverly Advisors, LLC independent RIA | RIA to RIA | Nov 16, 2023 | Oct 26, 2023 |
| Edward L. Carlisle | Soundpath Investment Advisors, LLC independent RIA | Waverly Advisors, LLC independent RIA | RIA to RIA | Nov 16, 2023 | Oct 26, 2023 |
| Kevin James Anthony | Soundpath Investment Advisors, LLC other | Peregrine Investment Advisors, LLC other | Other | Jan 20, 2010 | Mar 8, 2010 (47 d) |
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4 moves match.