DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Retirement Strategies, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mary Beth Neeley | Retirement Strategies, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 1, 2018 | Sep 5, 2018 |
| James William Carr | Retirement Strategies, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 1, 2018 | Sep 5, 2018 |
| Patricia Garlan Lawrence | Retirement Strategies, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 1, 2018 | Sep 5, 2018 |
| William Sheldon Hart | Retirement Strategies, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 1, 2018 | Sep 5, 2018 |
| Thomas James Haggerty | Retirement Strategies, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 1, 2018 | Sep 5, 2018 |
| Jesse Andrew-Tye Crews | Retirement Strategies, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 1, 2018 | Sep 5, 2018 |
| Tiffany Mills Beard | Retirement Strategies, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 1, 2018 | Sep 5, 2018 |
| Benjamin Edward Davis | Retirement Strategies, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 1, 2018 | Sep 5, 2018 |
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8 moves match.