DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Redrock Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gregory David PhelpsRedrock Wealth Management, LLC independent RIAAllworth Financial, L.P. BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2023Mar 24, 2023
Jeremy Thomas MurrayRedrock Wealth Management, LLC independent RIAAllworth Financial, L.P. BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2023Mar 24, 2023
Audry J BatisteRedrock Wealth Management, LLC independent RIAMariner Independent independent RIARIA to RIAOct 3, 2022Nov 1, 2022
Brian Seth CrawleyRedrock Wealth Management, LLC independent RIAUnited Capital Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankSep 30, 2020Jan 10, 2022 (467 d)
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4 moves match.