DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Financial Navigators Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Mark TildenFinancial Navigators Inc. independent RIAMontis Financial, LLC independent RIARIA to RIAOct 8, 2024Oct 11, 2024
Casandra Ann JohnsonFinancial Navigators Inc. independent RIAMontis Financial, LLC independent RIARIA to RIAOct 8, 2024Nov 5, 2024
Mariah Marie MainesFinancial Navigators Inc. independent RIAMontis Financial, LLC independent RIARIA to RIAOct 8, 2024Nov 5, 2024
Roman ShlyakhetkoFinancial Navigators Inc. independent RIAHenssler Financial independent RIARIA to RIAJul 15, 2024Mar 3, 2025 (231 d)
Leif Kt DaulaireFinancial Navigators Inc. independent RIAWadsworth & Daulaire Financial Planners state registeredRIA to a state-registered adviserDec 26, 2019Jan 2, 2020
Karen Patricia KellyFinancial Navigators Inc. independent RIAGrimes & Company independent RIARIA to RIANov 19, 2019Jan 27, 2021 (435 d)
Eric Booth WadsworthFinancial Navigators Inc. independent RIAWadsworth & Daulaire Financial Planners state registeredRIA to a state-registered adviserSep 16, 2019Mar 6, 2019
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7 moves match.