DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Aurora Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kimberly Lynn Volk | Aurora Financial Group, LLC other | Maine Advisory Associates, Inc. unclassified | Other | Jan 6, 2020 | Jan 17, 2020 |
| Michelle Marie Lamb | Aurora Financial Group, LLC other | Cornerstone Financial Planning, LLC independent RIA | Other | May 29, 2019 | Jun 4, 2019 |
| Scott Everett Whytock | Aurora Financial Group, LLC other | August Wealth Management state registered | Other | Mar 4, 2011 | Mar 4, 2011 |
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3 moves match.