DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Rg Advisor Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Richard Roger OelzeRg Advisor Group otherFirst Allied Advisory Services, Inc. otherOtherOct 30, 2015Jun 6, 2014
Kelly G RichardsRg Advisor Group otherFirst Allied Advisory Services, Inc. otherOtherOct 30, 2015Apr 22, 2015
Stephanie Matthews MitzelRg Advisor Group otherFirst Allied Advisory Services, Inc. otherOtherJun 3, 2015Jun 23, 2014
Kelly G RichardsRg Advisor Group otherFirst Allied Advisory Services, Inc. otherOtherMar 31, 2015Jun 12, 2014
Cindy Jane BryantRg Advisor Group otherSagepoint Financial, Inc. otherOtherNov 29, 2010Oct 12, 2010
Brett Weiler FallonRg Advisor Group otherSagepoint Financial, Inc. otherOtherNov 29, 2010Oct 12, 2010
Damon Marshall ZahlmannRg Advisor Group otherSagepoint Financial, Inc. otherOtherNov 29, 2010Oct 13, 2010
Marcus Nathan SeiterRg Advisor Group otherSagepoint Financial, Inc. otherOtherAug 24, 2010Jan 9, 2007
William Albert WilkesRg Advisor Group otherCetera Investment Advisers LLC otherOtherAug 15, 2008Jan 21, 2014 (1985 d)
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9 moves match.