DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Hammond Iles Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Richard Solod | Hammond Iles Wealth Advisors independent RIA | Folger Nolan Fleming Douglas Incorporated independent RIA | RIA to RIA | Apr 1, 2024 | Apr 1, 2024 |
| Thomas J Curtin | Hammond Iles Wealth Advisors independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 28, 2021 | Jun 8, 2021 |
| Jackson Dewitt King | Hammond Iles Wealth Advisors other | Capital Research Advisors, LLC independent RIA | Other | Mar 16, 2018 | May 9, 2018 (54 d) |
| Kevin Michael Flynn | Hammond Iles Wealth Advisors other | Wells Fargo Advisors wirehouse | Other | Jun 30, 2017 | Jan 10, 2018 (194 d) |
| Gregory Arthur Gauthier | Hammond Iles Wealth Advisors other | Oppenheimer & Co. Inc. other | Other | Oct 14, 2014 | Nov 3, 2014 |
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5 moves match.