DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Interocean Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Charles Vogel | Interocean Capital, LLC other | Arete Wealth Advisors, LLC other | Other | Oct 3, 2016 | Oct 4, 2016 |
| Ross Alan Blauwkamp | Interocean Capital, LLC other | Arete Wealth Advisors, LLC other | Other | Oct 3, 2016 | Oct 18, 2016 |
| Christopher Allen Recker | Interocean Capital, LLC other | Aza Capital Management other | Other | Jun 5, 2014 | Jun 10, 2014 |
| Douglas Wayne Bennington | Interocean Capital, LLC other | Financial Solutions Advisory Group other | Other | Feb 13, 2009 | Feb 18, 2009 |
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4 moves match.