DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Van Gilder Retirement Solutions, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rhonda Marie Randell | Van Gilder Retirement Solutions, LLC other | Charles Schwab & Co., Inc. national BD | Other | Nov 19, 2013 | Jan 12, 2014 (54 d) |
| Charles Tyler Brocato | Van Gilder Retirement Solutions, LLC other | Nfp Advisor Services, LLC other | Other | Aug 8, 2013 | Feb 2, 2015 (543 d) |
| David Michael Brisnehan | Van Gilder Retirement Solutions, LLC other | Wealthspire Retirement Advisory other | Other | Mar 8, 2012 | Apr 26, 2012 (49 d) |
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3 moves match.