DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cornerstone Asset Management Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Edward King | Cornerstone Asset Management Services, Inc. other | Horter Investment Management, LLC other | Other | Apr 12, 2017 | Apr 18, 2017 |
| Kimberly Ann Spisak | Cornerstone Asset Management Services, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Oct 28, 2014 | Nov 4, 2014 |
| Pamela Ann Brooks | Cornerstone Asset Management Services, Inc. other | Global Retirement Partners LLC other | Other | Mar 4, 2013 | Jan 18, 2017 (1416 d) |
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3 moves match.