DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Kings Point Capital Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John A MarshallKings Point Capital Management LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 3, 2022Jun 1, 2022
Kenneth LynnKings Point Capital Management LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 3, 2022Jun 1, 2022
Jason Douglas BeairdKings Point Capital Management LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 3, 2022Jun 1, 2022
Andres Fernandez-SalvadorKings Point Capital Management LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 3, 2022Jun 1, 2022
Steven Wilson McgintyKings Point Capital Management LLC otherAva Wealth Management LLC state registeredOtherSep 2, 2010Sep 16, 2010
Alexander BeckerKings Point Capital Management LLC otherCodex Capital Asset Management, L.L.C. independent RIAOtherDec 31, 2006Aug 21, 2024 (6443 d)
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6 moves match.