DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Lowenhaupt Global Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Pamela Kuhn Lent | Lowenhaupt Global Advisors, LLC independent RIA | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 30, 2019 | Oct 29, 2019 |
| Sebastian Rodrigo Gomez | Lowenhaupt Global Advisors, LLC other | Bigsur Partners, LLC other | Other | Aug 4, 2016 | Aug 18, 2016 |
| Erik Luis Halvorssen Villegas | Lowenhaupt Global Advisors, LLC other | Cgis Advisors LLC no RAUM | Other | Jul 10, 2014 | Jun 30, 2014 |
Page 1 of 1
3 moves match.