DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Securus Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Peter Olson | Securus Wealth Management, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Feb 19, 2014 | Dec 10, 2013 |
| Warren Walter Wilson | Securus Wealth Management, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Feb 19, 2014 | Dec 17, 2013 |
| Karen Elaine Lind | Securus Wealth Management, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Feb 19, 2014 | Dec 16, 2013 |
| John Paul Severy-Hoven | Securus Wealth Management, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Feb 19, 2014 | Dec 5, 2013 |
| Brandon D Wood | Securus Wealth Management, LLC other | Solidity Financial LLC state registered | Other | Apr 20, 2011 | Jan 6, 2020 (3183 d) |
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5 moves match.