DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Microsigma Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Flavio Nmi Carrillo | Microsigma Capital Management, LLC other | Raymond James & Associates, Inc. national BD | Other | Nov 13, 2018 | Mar 12, 2019 (119 d) |
| Ashley Marie Kulju | Microsigma Capital Management, LLC other | Rose Capital Advisors, LLC independent RIA | Other | Nov 13, 2018 | Oct 16, 2018 |
| Eduardo Fermin Ortea | Microsigma Capital Management, LLC other | Morgan Stanley wirehouse | Other | Oct 22, 2009 | Dec 16, 2009 (55 d) |
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3 moves match.