DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Catalyst Capital Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Joseph Nawrocki | Catalyst Capital Advisors LLC asset manager | Osaic Wealth, Inc. BD affiliated | Other | Jul 8, 2024 | Jul 12, 2024 |
| Hunter Wilhelm Frey | Catalyst Capital Advisors LLC asset manager | Global Investment Advisory no RAUM | Other | Jan 20, 2023 | Jun 11, 2024 (508 d) |
| Matthew Anthony Tully | Catalyst Capital Advisors LLC asset manager | Midwest Wealth Management Inc. independent RIA | Other | Dec 31, 2021 | Aug 3, 2020 |
| Mark Steven Yandura | Catalyst Capital Advisors LLC asset manager | Equitable Advisors, LLC national BD | Other | Dec 19, 2019 | Jan 17, 2020 |
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4 moves match.