DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ic Advisory Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mathew Joseph Hultquist | Ic Advisory Services, Inc. other | Transamerica Financial Advisors, LLC other | Other | Nov 6, 2006 | May 3, 2007 (178 d) |
| Stephen Joseph Stravolo | Ic Advisory Services, Inc. other | Cetera Advisor Networks LLC other | Other | Aug 21, 2006 | Jul 19, 2006 |
Page 4 of 4Previous
182 moves match.