DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Gaam Wealth Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joy Lynne GarlandGaam Wealth Advisors, Inc. otherCwm, LLC otherOtherJul 1, 2016Aug 20, 2014
Michael Kevin DavisGaam Wealth Advisors, Inc. otherCwm, LLC otherOtherJul 1, 2016Aug 20, 2014
Jonathan Edward MullinsGaam Wealth Advisors, Inc. otherCwm, LLC otherOtherJul 1, 2016Aug 20, 2014
Jeffrey Paul KastnerGaam Wealth Advisors, Inc. otherCwm, LLC otherOtherNov 30, 2015Aug 20, 2014
Michael Anthony SpieglerGaam Wealth Advisors, Inc. otherCwm, LLC otherOtherSep 11, 2014Sep 11, 2014
Michael D BirdGaam Wealth Advisors, Inc. otherLPL Financial LLC otherOtherSep 6, 2013Jun 2, 2011
Amy Warren EdwardsGaam Wealth Advisors, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 6, 2013Sep 9, 2013
Denise Kennedy DepriestGaam Wealth Advisors, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 6, 2013Sep 6, 2013
Pamela Annette RehartGaam Wealth Advisors, Inc. otherIntegrity Capital Management otherOtherJan 24, 2007Jun 6, 2013 (2325 d)
John Christopher AtkinsGaam Wealth Advisors, Inc. otherIntegrity Capital Management otherOtherJan 22, 2007Jun 6, 2013 (2327 d)
Joseph Barry BaileyGaam Wealth Advisors, Inc. otherIntegrity Capital Management otherOtherDec 13, 2006Jun 6, 2013 (2367 d)
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11 moves match.