DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Whalerock Point Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Malcolm Greene Chace | Whalerock Point Partners, LLC independent RIA | Canton Hathaway LLC no RAUM | RIA to a newly registered adviser | Aug 7, 2018 | Aug 16, 2018 |
| Kenneth Edward Goodreau | Whalerock Point Partners, LLC independent RIA | Canton Hathaway LLC no RAUM | RIA to a newly registered adviser | Jul 24, 2018 | Jul 18, 2018 |
| Nicholas Grave Trotman | Whalerock Point Partners, LLC independent RIA | Canton Hathaway LLC no RAUM | RIA to a newly registered adviser | Jul 24, 2018 | Jul 18, 2018 |
| Robert Emmet Cusack | Whalerock Point Partners, LLC other | Canton Hathaway LLC independent RIA | Other | Mar 1, 2018 | Dec 11, 2025 (2842 d) |
| Richard Edward Cavanagh | Whalerock Point Partners, LLC other | Newman Dignan & Sheerar, Inc independent RIA | Other | Mar 8, 2017 | Feb 14, 2022 (1804 d) |
| Jonathan David Kuczmarski | Whalerock Point Partners, LLC other | Efficient Capital Strategies, LLC state registered | Other | May 16, 2016 | May 17, 2016 |
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6 moves match.