DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mcmillen & Company, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ronald Gambassi | Mcmillen & Company, Inc. other | Modern Wealth Management, LLC independent RIA | Other | May 11, 2026 | May 11, 2026 |
| Brandee Lynn Schuelke | Mcmillen & Company, Inc. other | Helmstar Wealth Management independent RIA | Other | Oct 30, 2020 | Nov 2, 2020 |
| Anthony Lawrence Baruffi | Mcmillen & Company, Inc. other | Garde Capital, Inc. other | Other | Apr 20, 2015 | Sep 17, 2015 (150 d) |
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3 moves match.