DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mason & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eunice Eunyoung Kim | Mason & Associates, Inc. independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Jul 29, 2020 | Jun 4, 2020 |
| Zhengnan Xu | Mason & Associates, Inc. independent RIA | Osaic Fa, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 5, 2020 | Jan 5, 2021 (306 d) |
| Page Mojgan Khalajestani | Mason & Associates, Inc. other | Integrated Asset Management, LLC other | Other | Feb 5, 2013 | Oct 26, 2011 |
| Linda Ellen Clayton | Mason & Associates, Inc. other | Cetera Investment Advisers LLC BD affiliated | Other | Mar 15, 2010 | Jun 29, 2023 (4854 d) |
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4 moves match.