DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Four Ponds Financial Planning
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Joseph Mcpherson | Four Ponds Financial Planning independent RIA | F L Putnam Investment Management Co. independent RIA | RIA to RIA | Nov 22, 2024 | Aug 2, 2024 |
| Keyana Johns Russ | Four Ponds Financial Planning independent RIA | F L Putnam Investment Management Co. independent RIA | RIA to RIA | Nov 22, 2024 | Jul 18, 2024 |
| Nicole Leigh Tsafos | Four Ponds Financial Planning independent RIA | F L Putnam Investment Management Co. independent RIA | RIA to RIA | Aug 5, 2024 | Aug 5, 2024 |
| Justin R. Green | Four Ponds Financial Planning independent RIA | Assist Fp state registered | RIA to a state-registered adviser | Dec 2, 2020 | Mar 23, 2021 (111 d) |
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4 moves match.