DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wealth Asset Managers
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dempster Robert Cherry | Wealth Asset Managers other | Hoplon Financial Group unclassified | Other | Jun 27, 2013 | Oct 13, 2011 |
| Christopher John Bruce | Wealth Asset Managers other | Intervest International, Inc. other | Other | Mar 5, 2007 | Mar 2, 2007 |
| Marilee Alice Stephens | Wealth Asset Managers other | Partnervest Advisory Services LLC other | Other | Feb 26, 2004 | Apr 7, 2004 (41 d) |
| Lewis Peter Sisich | Wealth Asset Managers other | Partnervest Advisory Services LLC other | Other | Feb 26, 2004 | Apr 7, 2004 (41 d) |
| Jay Dee Lake | Wealth Asset Managers other | Petersen Hastings Wealth Advisors, Inc. other | Other | Sep 25, 2002 | Sep 24, 2002 |
| Bruce Ward Billeter | Wealth Asset Managers other | Petersen Hastings Wealth Advisors, Inc. other | Other | Sep 25, 2002 | Sep 24, 2002 |
| Sharon Lee Herbst | Wealth Asset Managers other | Tcfg Investment Advisors, LLC other | Other | Jun 28, 2002 | Mar 5, 2018 (5729 d) |
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7 moves match.