DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Total Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Keith Chatel | Total Financial Advisors, LLC independent RIA | United Capital Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 25, 2019 | Dec 18, 2020 (542 d) |
| James Joseph Piangozza | Total Financial Advisors, LLC independent RIA | United Capital Financial Advisors independent RIA | RIA to RIA | May 16, 2019 | May 10, 2019 |
| Patricia R Vitale | Total Financial Advisors, LLC independent RIA | United Capital Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 16, 2019 | Mar 30, 2021 (684 d) |
| Bryan Charles Duffy | Total Financial Advisors, LLC other | Cetera Investment Advisers LLC BD affiliated | Other | Oct 9, 2017 | Jan 25, 2022 (1569 d) |
| Craig A Grayson | Total Financial Advisors, LLC other | Park Avenue Securities LLC other | Other | Aug 17, 2015 | Oct 29, 2015 (73 d) |
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5 moves match.