DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fabian Wealth Strategies, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Douglas David Fabian | Fabian Wealth Strategies, Inc. other | Mercer Global Advisors Inc. other | Other | Feb 7, 2017 | Feb 2, 2017 |
| Jennifer Ann Shammamy | Fabian Wealth Strategies, Inc. other | Kcd Financial, Inc. other | Other | May 13, 2016 | Jan 16, 2018 (613 d) |
| Todd Daniel Clucas | Fabian Wealth Strategies, Inc. other | Pruco Securities, LLC BD affiliated | Other | Jan 8, 2016 | Sep 5, 2018 (971 d) |
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3 moves match.