DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Capital Financial Advisory Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Martin Davis Hensley | Capital Financial Advisory Group, LLC state registered | Foundations Investment Advisors LLC independent RIA | Other | Nov 26, 2025 | Feb 12, 2021 |
| Peter Jose' D'Arruda | Capital Financial Advisory Group, LLC state registered | Global Financial Private Capital, Inc. other | Other | Dec 31, 2008 | Mar 17, 2010 (441 d) |
| Peter Jose' D'Arruda | Capital Financial Advisory Group, LLC state registered | Questar Asset Management, Inc. other | Other | Feb 11, 2008 | Feb 28, 2008 |
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3 moves match.