DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Clearrock Capital LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Lawrence EshmanClearrock Capital LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIADec 31, 2020Jul 21, 2020
James Raymond EverittClearrock Capital LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIADec 31, 2020Jul 21, 2020
Renee Sue FaltingsClearrock Capital LLC independent RIAAmerican Capital Advisory, LLC independent RIARIA to RIADec 31, 2020Jun 7, 2022 (523 d)
John L GilliganClearrock Capital LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIADec 31, 2020Jul 23, 2021 (204 d)
Maunsel Mcdonald HickeyClearrock Capital LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIADec 31, 2020Jul 21, 2020
Henry Luce HagenbuchClearrock Capital LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIADec 31, 2020Jul 21, 2020
Christian Joseph AntonClearrock Capital LLC independent RIAGuernica Capital state registeredRIA to a state-registered adviserNov 19, 2020Nov 18, 2020
Catherine CurtisClearrock Capital LLC otherCurtis Financial Planning independent RIAOtherJul 22, 2013Nov 13, 2025 (4497 d)
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8 moves match.