DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Dmkc Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Palmer LorbieckiDmkc Advisory Services, LLC independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankAug 31, 2026Aug 31, 2026
Dan Christopher McphailDmkc Advisory Services, LLC independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankAug 31, 2026Aug 31, 2026
David Charles HaasDmkc Advisory Services, LLC independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankAug 31, 2026Aug 31, 2026
Willis David GaerDmkc Advisory Services, LLC independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankAug 31, 2026Aug 31, 2026
Harriet Clare HubbellDmkc Advisory Services, LLC independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 4, 2026Jul 22, 2026 (140 d)
Megan Lea UpholdDmkc Advisory Services, LLC independent RIACreative Planning independent RIARIA to RIAJun 17, 2022Jul 22, 2022 (35 d)
Amanda Jo SheederDmkc Advisory Services, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 20, 2020Mar 16, 2021 (300 d)
Michelle Renee StockmanDmkc Advisory Services, LLC otherPrincipal Asset Management otherOtherMay 3, 2017May 26, 2017
Michael William MilliganDmkc Advisory Services, LLC otherRobert W. Baird & Co. Incorporated otherOtherMar 12, 2013Mar 26, 2013
Gary Robert LucasDmkc Advisory Services, LLC otherAllied Investment Advisors LLC otherOtherFeb 23, 2012Dec 5, 2011
Bart William AbyDmkc Advisory Services, LLC otherAllied Investment Advisors LLC otherOtherFeb 15, 2012Dec 5, 2011
Kellie Rose HirschDmkc Advisory Services, LLC otherAllied Investment Advisors LLC otherOtherSep 29, 2011Apr 1, 2013 (550 d)
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12 moves match.