DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Eps Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Leonard Jackson Taylor | Eps Advisors other | Jackson Taylor Investment Securities state registered | Other | Dec 31, 2010 | Jan 1, 2026 (5480 d) |
| Susan Greene Lockwood | Eps Advisors other | Certus Investment Advisors, LLC other | Other | Dec 31, 2010 | Oct 5, 2012 (644 d) |
| Jan Sture Fredman | Eps Advisors other | Crescent Financial Advisors other | Other | Apr 30, 2010 | Apr 12, 2010 |
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3 moves match.