DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Poterack Capital Advisory, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy Roy Loving | Poterack Capital Advisory, Inc. other | Cg Advisory Services other | Other | Aug 20, 2012 | May 24, 2012 |
| Ryan Richard Poterack | Poterack Capital Advisory, Inc. other | Cg Advisory Services other | Other | Aug 20, 2012 | Aug 17, 2012 |
| Amy Lynn Kramer | Poterack Capital Advisory, Inc. other | Quad-Cities Investment Group, LLC independent RIA | Other | Jun 13, 2012 | Jun 28, 2018 (2206 d) |
| David Wayne Elizondo | Poterack Capital Advisory, Inc. other | Results One Financial, LLC unclassified | Other | Nov 5, 2009 | Oct 29, 2009 |
| Drue Scott Kampmann | Poterack Capital Advisory, Inc. other | Results One Financial, LLC unclassified | Other | Nov 5, 2009 | Oct 29, 2009 |
Page 1 of 1
5 moves match.