DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Prosperity Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Elliot Herbert KallenProsperity Financial Group, Inc. independent RIARaymond James Financial Services Advisors, Inc otherOtherDec 24, 2025Jan 2, 2009
Daniel Lee KorthProsperity Financial Group, Inc. independent RIATruvestments Capital LLC independent RIARIA to RIADec 31, 2023Jan 3, 2024
Melissa Patrice KielbergProsperity Financial Group, Inc. independent RIADelta Investment Management, LLC independent RIARIA to RIANov 1, 2019Oct 4, 2019
Regina Carbajal LegatesProsperity Financial Group, Inc. independent RIAFigtree Financial Advisors, LLC no RAUMRIA to a newly registered adviserAug 2, 2019Apr 26, 2019
Marjorie Casem CarbajalProsperity Financial Group, Inc. independent RIAFigtree Financial Advisors, LLC no RAUMRIA to a newly registered adviserAug 2, 2019Apr 26, 2019
William Mark ThomsonProsperity Financial Group, Inc. independent RIAExodus Wealth, LLC independent RIARIA to RIASep 27, 2018Oct 3, 2018
Stephen Hinant HeckerProsperity Financial Group, Inc. otherExodus Wealth, LLC otherOtherJun 16, 2016Jun 16, 2016
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7 moves match.