DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ocean Park Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benjamin John Romine | Ocean Park Asset Management, LLC asset manager | Good Life Advisors, LLC independent RIA | Other | Mar 2, 2026 | May 4, 2026 (63 d) |
| Thomas Giardino | Ocean Park Asset Management, LLC asset manager | 3edge Asset Management, LP independent RIA | Other | Aug 14, 2025 | Sep 22, 2025 (39 d) |
| Theresa Frances Spath | Ocean Park Asset Management, LLC asset manager | Zuma Wealth LLC state registered | Other | Feb 1, 2021 | Mar 3, 2025 (1491 d) |
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3 moves match.