DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Piper Jaffray Investment Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gregory Eugene HagenPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. no RAUMOtherDec 31, 2016Aug 5, 2016
Jason Ronald MorkPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. otherOtherDec 31, 2016Feb 6, 2018 (402 d)
Wendy Ambrosius GrallPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. no RAUMOtherDec 31, 2016Jan 4, 2017
Mark Evans CieciuraPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. no RAUMOtherAug 5, 2016Aug 5, 2016
David Michael JensenPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. no RAUMOtherAug 5, 2016Aug 5, 2016
Jay Allen HersheyPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. no RAUMOtherAug 5, 2016Aug 5, 2016
Matthew James ThompsonPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. no RAUMOtherAug 5, 2016Aug 5, 2016
Paul Mcmahon KelleyPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. no RAUMOtherAug 5, 2016Aug 5, 2016
Michelle MurrayPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. no RAUMOtherAug 5, 2016Aug 5, 2016
Anton Gabriel DedenPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. no RAUMOtherAug 5, 2016Aug 5, 2016
Joshua David SchultheisPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. no RAUMOtherAug 5, 2016Aug 5, 2016
Paul A. AshenfelterPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. no RAUMOtherAug 5, 2016Aug 5, 2016
Matthew John SullivanPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. no RAUMOtherAug 5, 2016Aug 5, 2016
Benjamin CahnPiper Jaffray Investment Management, LLC otherUBS Financial Services Inc. wirehouseOtherMar 3, 2014Apr 3, 2014 (31 d)
Kyle Francis JavesPiper Jaffray Investment Management, LLC otherColliers Securities LLC otherOtherDec 31, 2013Oct 31, 2014 (304 d)
Thomas Walt LifsonPiper Jaffray Investment Management, LLC otherCitigroup Global Markets Inc. otherOtherDec 9, 2013Apr 20, 2017 (1228 d)
Nicholas Greene DenickePiper Jaffray Investment Management, LLC otherSterne Agee Asset Management, Inc. otherOtherAug 2, 2013Aug 13, 2013
James Joseph DotzmanPiper Jaffray Investment Management, LLC otherOppenheimer & Co. Inc. otherOtherAug 1, 2013Aug 27, 2013
Kent Alan RudisillPiper Jaffray Investment Management, LLC otherMorgan Stanley wirehouseOtherSep 7, 2012Sep 5, 2012
Sheri Lynne GunnariPiper Jaffray Investment Management, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 18, 2012Mar 28, 2013 (253 d)
Paul Mcmahon KelleyPiper Jaffray Investment Management, LLC otherFiduciary Asset Management LLC otherOtherFeb 17, 2011Mar 3, 2009
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21 moves match.