DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Hall & North Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stephen Craig HallHall & North Financial Group, LLC otherCetera Advisor Networks LLC BD affiliatedOtherDec 31, 2025May 8, 2019
Joann Marie NorthHall & North Financial Group, LLC otherCetera Advisor Networks LLC otherOtherOct 8, 2015Oct 7, 2015
Page 1 of 1
2 moves match.