DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Andersen Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Sweeney | Andersen Wealth Management state registered | Edward Jones national BD | Other | Nov 18, 2021 | Apr 4, 2022 (137 d) |
| Gregory Scott Holman | Andersen Wealth Management state registered | Cetera Investment Advisers LLC BD affiliated | Other | Oct 14, 2021 | Mar 21, 2024 (889 d) |
| Christopher Ephraim Parks | Andersen Wealth Management state registered | LPL Financial LLC other | Other | Feb 6, 2017 | Apr 6, 2017 (59 d) |
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3 moves match.