DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Schwarz Dygos Wheeler Investment Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brennan Paul Skon | Schwarz Dygos Wheeler Investment Advisors LLC independent RIA | The Advocate Group, LLC independent RIA | RIA to RIA | Oct 28, 2024 | Nov 5, 2024 |
| Hayden Thom | Schwarz Dygos Wheeler Investment Advisors LLC independent RIA | Valtinson Bruner Financial Planning independent RIA | RIA to RIA | Jul 24, 2023 | May 5, 2025 (651 d) |
| Joseph Daniel Frissora | Schwarz Dygos Wheeler Investment Advisors LLC independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Mar 19, 2020 | Apr 29, 2020 (41 d) |
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3 moves match.