DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Lighthouse Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Paul Galli | Lighthouse Capital, LLC state registered | The Patriot Financial Group, LLC independent RIA | Other | Apr 2, 2019 | Apr 1, 2019 |
| Robert Charles Auditore | Lighthouse Capital, LLC state registered | Captrust Financial Advisors other | Other | Oct 26, 2012 | Jan 2, 2013 (68 d) |
| Gary Michael Cowles | Lighthouse Capital, LLC state registered | Captrust Financial Advisors other | Other | Oct 26, 2012 | Sep 10, 2012 |
| Paul Gerald Escobar | Lighthouse Capital, LLC state registered | Sloane Mccarron Capital Advisors, LLC unclassified | Other | Sep 21, 2012 | Sep 26, 2011 |
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4 moves match.