DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Keener Financial Planning
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hannah Beth Szarszewski | Keener Financial Planning independent RIA | Blue Mountain Financial Planning state registered | RIA to a state-registered adviser | May 21, 2021 | Aug 5, 2021 (76 d) |
| Christina Michelle Slavonik | Keener Financial Planning independent RIA | Yfp Wealth independent RIA | RIA to RIA | Apr 7, 2021 | May 14, 2021 (37 d) |
| Elizabeth Shurtz | Keener Financial Planning independent RIA | Td Ameritrade Investment Management, LLC independent RIA | RIA to RIA | Apr 9, 2018 | May 8, 2018 |
| Jordan Scott Nightingale | Keener Financial Planning independent RIA | Hfg Wealth Management, LLC other | Other | Apr 4, 2014 | Jan 31, 2015 (302 d) |
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4 moves match.