DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Yfp Wealth
Legal name Your Financial Pharmacist Planning, LLC
Latest filing Jun 23, 2026
First filing on the tape Feb 14, 2020 · 26 filings
SEC status approved since Mar 13, 2020
RAUM
$53.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$52.4M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$17.7M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$53.2M as of Jun 23, 2026
Mar 10, 2020$3.3M then
HNW client RAUM$12.2M as of Jun 23, 2026
Mar 10, 2020$0 then
State-registered IARs (5.B.3)4 as of Jun 23, 2026
Mar 10, 20201 then
Employees (5.A)7 as of Jun 23, 2026
Mar 10, 20203 then
Private funds: no history
RAUM +50% over the last fiscal year+47% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Jun 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $17.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 77derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $74,460derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +50%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$40.3M76%
- High-net-worth individuals$12.2M23%
- Pension and profit-sharing plans$813,3001.5%
- Individual clients
- 221reported
- HNW clients
- 9reported
- Pension plan clients
- 2reported
- Charitable clients
- 0reported
- Accounts
- 715reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Timothy Jason BakerCertified Financial Planner | New Albany, Oh | Feb 11, 2019 | 12 y | 1 |
| Kimberly Michelle BoltonCertified Financial Planner | New Albany, Oh | Feb 27, 2023 | 10 y | 0 |
| Ituoghirisic Virginia Igoni | New Albany, Oh | Jan 29, 2026 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount4 left over 36 months
Left, latest
- Angel Melgoza to Financial Life AdvisorsJun 23, 2026 · RIA to RIA
- Thomas Groves to LPL Financial LLCMar 31, 2025 · RIA to affiliated broker-dealer or bank
- Christina Michelle Slavonik to Mercer Global Advisors Inc.Sep 3, 2024 · RIA to RIA
- Kelly Reddy-Heffner to 80 West Asset Management, LLCJan 11, 2024 · RIA to a state-registered adviser
- Thomas Andrew Arasz to Bmore Financially FitSep 3, 2021 · Other
- Christina Michelle Slavonik to Keener Financial PlanningJan 13, 2020 · RIA to RIA
Joined, latest
- Angel Melgoza from Origin Investment Advisory LLCJan 4, 2023 · RIA to RIA
- Christina Michelle Slavonik from Keener Financial PlanningMay 14, 2021 · RIA to RIA
- Kelly Reddy-Heffner from FinancialogiqDec 6, 2020 · Other
- Christina Michelle Slavonik from Quest Capital Management, Inc.Dec 17, 2019 · RIA to RIA
- Timothy Jason Baker from Cambridge Investment Research Advisors, Inc.Feb 11, 2019 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jason Timothy Baker · Member, Ceo, Ccocontrolsince 04/2016 · owns 50% to 75%
- Robert Timothy Ulbrich · Membercontrolsince 04/2019 · owns 50% to 75%
Entity owners
- Your Financial Pharmacist, LLC · Your Financial Pharmacist Planning, LLC Is A Wholly-Owned Subsidiary Of Your Financial Pharmacist, LLCdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New Albany, Oh · principal | 3 | 1 | 1 | ||
| Windsor, Co | 0 | 0 | 0 | ||
| Fort Worth, Tx | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 681 to 715Oct 22, 2025 to Feb 4, 2026
- Advisory activities · 3 to 4Oct 22, 2025 to Feb 4, 2026
- Business name · YOUR FINANCIAL PHARMACIST to YFP WEALTHOct 22, 2025 to Feb 4, 2026
- HNW clients · unset to 9.0Oct 22, 2025 to Feb 4, 2026
- Individual clients · 143 to 221Oct 22, 2025 to Feb 4, 2026
- Employees · 8 to 7Oct 22, 2025 to Feb 4, 2026
- Discretionary RAUM · $35.4M to $53.2MOct 22, 2025 to Feb 4, 2026
- HNW RAUM · unset to 12167531.0Oct 22, 2025 to Feb 4, 2026
- Individual RAUM · $34.9M to $40.3MOct 22, 2025 to Feb 4, 2026
- Pension RAUM · $563,927 to $813,300Oct 22, 2025 to Feb 4, 2026
- RAUM · $35.4M to $53.2MOct 22, 2025 to Feb 4, 2026
- Financial planning clients · 251-500 to 251-500Feb 28, 2025 to Jun 30, 2025
- Accounts · 622 to 681Feb 8, 2024 to Feb 28, 2025
- Advisory employees · 5 to 4Feb 8, 2024 to Feb 28, 2025
- Business name · YOUR FINANCIAL PHARMACIST PLANNING to YOUR FINANCIAL PHARMACISTFeb 8, 2024 to Feb 28, 2025
- HNW clients · 6.0 to unsetFeb 8, 2024 to Feb 28, 2025
- Individual clients · 289 to 143Feb 8, 2024 to Feb 28, 2025
- Employees · 10 to 8Feb 8, 2024 to Feb 28, 2025
- State-registered IARs · 5 to 4Feb 8, 2024 to Feb 28, 2025
- Discretionary RAUM · $27.7M to $35.4MFeb 8, 2024 to Feb 28, 2025
- HNW RAUM · 4477236.0 to unsetFeb 8, 2024 to Feb 28, 2025
- Individual RAUM · $22.9M to $34.9MFeb 8, 2024 to Feb 28, 2025
- Pension RAUM · $351,902 to $563,927Feb 8, 2024 to Feb 28, 2025
- RAUM · $27.7M to $35.4MFeb 8, 2024 to Feb 28, 2025
- Accounts · 373 to 622Jan 12, 2024 to Feb 8, 2024
- Advisory employees · 6 to 5Jan 12, 2024 to Feb 8, 2024
- HNW clients · 1 to 6Jan 12, 2024 to Feb 8, 2024
- Individual clients · 223 to 289Jan 12, 2024 to Feb 8, 2024
- Pension plan clients · 0 to 2Jan 12, 2024 to Feb 8, 2024
- Employees · 14 to 10Jan 12, 2024 to Feb 8, 2024
- State-registered IARs · 6 to 5Jan 12, 2024 to Feb 8, 2024
- Discretionary RAUM · $16.7M to $27.7MJan 12, 2024 to Feb 8, 2024
- HNW RAUM · $1.3M to $4.5MJan 12, 2024 to Feb 8, 2024
- Individual RAUM · $15.3M to $22.9MJan 12, 2024 to Feb 8, 2024
- Pension RAUM · $0 to $351,902Jan 12, 2024 to Feb 8, 2024
- RAUM · $16.7M to $27.7MJan 12, 2024 to Feb 8, 2024
- Succession · true to falseFeb 27, 2023 to Mar 30, 2023
- Accounts · 395 to 373May 18, 2022 to Feb 27, 2023
- Advisory employees · 5 to 6May 18, 2022 to Feb 27, 2023
- Individual clients · 209 to 223May 18, 2022 to Feb 27, 2023
Signals
7 dated events
- Angel Melgoza left Yfp Wealth for Financial Life Advisors (registered 2026-06-24)Jun 23, 2026 · Advisor changed firm · fact
- Thomas Groves left Yfp Wealth for Lpl Financial Llc (registered 2025-07-09)Mar 31, 2025 · Advisor changed firm · fact
- Christina Michelle Slavonik left Yfp Wealth for Mercer Global Advisors Inc. (registered 2024-11-04)Sep 3, 2024 · Advisor changed firm · fact
- Kelly Reddy-Heffner left Yfp Wealth for 80 West Asset Management, Llc (registered 2024-04-15)Jan 11, 2024 · Advisor changed firm · fact
- Your Financial Pharmacist Planning reported succeeding to the business of Another Adviser (Form ADV Item 4)Feb 27, 2023 · Succession (Item 4) · fact
- Robert Timothy Ulbrich (Member Of Your Financial Pharmacist, Llc, The Parent Entity Of Your Financial Pharmacist Planning, Llc) appeared on Schedule A of Yfp WealthFeb 27, 2023 · Control person joined · fact
- Your Financial Pharmacist Planning filed its initial SEC registration (Form ADV)Feb 14, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@yfpwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 614-618-5901reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/yfp-wealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- yfpwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 614-618-5901reportedpublic record, Form ADV, Jun 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $17.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026