DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Riverrock Asset Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthony James Annino | Riverrock Asset Management LLC asset manager | Sealight Capital LLC unclassified | Other | Jan 5, 2024 | Oct 29, 2024 (298 d) |
| James Timothy Hickey | Riverrock Asset Management LLC asset manager | Avantax Advisory Services other | Other | Jul 23, 2015 | Jul 18, 2017 (726 d) |
| Barbara Paige | Riverrock Asset Management LLC asset manager | Ameriprise Financial Services, LLC national BD | Other | Nov 16, 2012 | Oct 2, 2013 (320 d) |
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3 moves match.