DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Familywealth Asset Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John David Alvarez | Familywealth Asset Management independent RIA | Ima Advisory Services, Inc. independent RIA | RIA to RIA | Aug 17, 2023 | Aug 17, 2023 |
| Patrick Stephenson Jolliffe | Familywealth Asset Management independent RIA | Sunbelt Securities BD affiliated | RIA to affiliated broker-dealer or bank | Feb 22, 2023 | Mar 9, 2023 |
| Leslie Gail Stephenson | Familywealth Asset Management other | Oppenheimer & Co. Inc. other | Other | Feb 22, 2016 | Mar 1, 2016 |
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3 moves match.