DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from H Financial Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Warren Hoffmann | H Financial Management independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 10, 2020 | Jun 19, 2020 |
| Ryan Scott Heider | H Financial Management independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Feb 15, 2019 | Jun 15, 2023 (1581 d) |
| Joshua Reed Stein | H Financial Management other | Natcity Investments, Inc. unclassified | Other | Mar 11, 2009 | Mar 10, 2009 |
| Melissa Jean Stein | H Financial Management other | Mid Atlantic Financial Management, Inc. other | Other | Mar 11, 2009 | Nov 13, 2015 (2438 d) |
Page 1 of 1
4 moves match.