DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from The Mutual Fund Store

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gerald CiciarelliThe Mutual Fund Store otherEdelman Financial Engines otherOtherFeb 13, 2015Nov 30, 2016 (656 d)
Edward Harris ReavenThe Mutual Fund Store otherFcci Consulting, LLC otherOtherOct 14, 2014Nov 28, 2014 (45 d)
Gregg EisensteinThe Mutual Fund Store otherGerstein Fisher otherOtherOct 14, 2014Oct 7, 2014
Salvatore Steven MarinoThe Mutual Fund Store otherEdelman Financial Services, LLC otherOtherApr 7, 2014Jan 21, 2015 (289 d)
Matthew LudackThe Mutual Fund Store otherTd Ameritrade, Inc. no RAUMOtherMar 24, 2014Apr 8, 2014
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5 moves match.