DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Christy Capital Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas Blake Morgan | Christy Capital Management, Inc. independent RIA | Silver Oak Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 17, 2019 | Jul 18, 2019 |
| Delmas Mark Wilson | Christy Capital Management, Inc. independent RIA | Wilson Wealth Stewardship state registered | RIA to a state-registered adviser | Jun 14, 2018 | Jul 19, 2018 (35 d) |
| Joseph Lee Perkins | Christy Capital Management, Inc. independent RIA | Reliastar Capital Management, Inc. state registered | RIA to a state-registered adviser | Feb 6, 2014 | Apr 8, 2014 (61 d) |
| John Carson Bennett | Christy Capital Management, Inc. independent RIA | Reliastar Capital Management, Inc. state registered | RIA to a state-registered adviser | Jul 20, 2012 | Nov 22, 2013 (490 d) |
| Carson Kevin Bennett | Christy Capital Management, Inc. independent RIA | Reliastar Capital Management, Inc. state registered | RIA to a state-registered adviser | Feb 6, 2012 | Apr 25, 2012 (79 d) |
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5 moves match.