DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Granite Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joyce Maria Skaperdas | Granite Investment Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2022 | Jan 3, 2022 |
| William David Hutchens | Granite Investment Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2022 | Jan 3, 2022 |
| Timothy Sean Lesko | Granite Investment Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2022 | Jan 3, 2022 |
| Craig Douglas Smith | Granite Investment Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2022 | Jan 3, 2022 |
| Victor Gerald Soucy | Granite Investment Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2022 | Jan 3, 2022 |
| Nicholas Frank Macdonald | Granite Investment Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2022 | Jan 3, 2022 |
| Jillian Blair Thomas | Granite Investment Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2022 | Jan 3, 2022 |
| Joyce Maria Skaperdas | Granite Investment Advisors, LLC other | Citizens Securities, Inc. other | Other | Sep 3, 2014 | Mar 25, 2015 (203 d) |
| Peter Briggs Mcmanus | Granite Investment Advisors, LLC other | 3edge Asset Management, LP no RAUM | Other | Sep 10, 2013 | Feb 29, 2016 (902 d) |
| Reese William Hughes | Granite Investment Advisors, LLC other | Msi Financial Services, Inc. other | Other | Oct 3, 2012 | Jul 11, 2014 (646 d) |
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10 moves match.