DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ria Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Kingsley LarochelleRia Advisors independent RIARia Wealth Advisors, LLC independent RIARIA to RIAJul 28, 2023Feb 22, 2023
John Edward LeveeRia Advisors independent RIARia Wealth Advisors, LLC independent RIARIA to RIAJul 20, 2023Feb 15, 2023
Derek Brandt LeveeRia Advisors independent RIARia Wealth Advisors, LLC independent RIARIA to RIAJul 20, 2023Mar 13, 2023
Chris Edward LiebumRia Advisors independent RIARia Wealth Advisors, LLC independent RIARIA to RIAOct 3, 2022Jun 26, 2022
John Nicholas CoumarianosRia Advisors independent RIAMindful Advisory, LLC state registeredRIA to a state-registered adviserJun 30, 2020Jan 1, 2026 (2011 d)
Nancy A HetrickRia Advisors otherBetter Money Decisions independent RIAOtherJul 6, 2017Jun 6, 2017
Mark Layne BlomRia Advisors otherBenefit Financial Services Group otherOtherJun 27, 2016Mar 13, 2017 (259 d)
Kyle Michael KochRia Advisors otherShamrock Asset Management LLC otherOtherNov 11, 2009Mar 27, 2013 (1232 d)
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8 moves match.